The directing effects of electron donating and withdrawing groups on electrophilic substitution of benzene

Henry Armstrong, working at Imperial College in 1890, was the first to categorise substituents (R') on a benzene ring in terms of the effect they had towards electrophilic substitution reactions of the ring. With the electron yet to be discovered, he attributed this to to a polarizable entity he called an "affinity", and suggested this acted at a distance over the whole ring, and which differed in character according to the nature of the substituents (a difference we nowadays categorize as electron donating or withdrawing).

Erich Huckel, working some 40 years later, was able to derive from Schroedinger's equation a simple expression which predicted how "affinities", now named electrons of course, were polarized (the so-called Huckel molecular orbital theory). These molecular orbital functions, as we nowadays refer to them, can be used to illustrate graphically how both the directing effects and the activating/deactivating effects operate. To maximise the visual effect, we are going to use two substituents R' that were not in fact in Armstrong's original list; CH2+ for an electron withdrawing group and CH2- for an electron donating group. Its worth considering just for a moment why we are not using more conventional neutral groups (i.e. NO2 and NH2 respectively) for this illustration. Being neutral, the latter groups can only polarize the molecule by separating charge to produce a dipolar species. Such ionic charge separation always takes a fair bit of energy to achieve compared to neutral covalent bonding. In contrast, if the R' group is already ionic, then moving the charge from one part of the molecule to another takes very little energy, and hence very little if any increase in energy.

Shapes of (least stable) electron (pair) deriving from perturbation by "electron donating" CH2- Substituent. Note how these electrons have been polarized onto the ortho and para positions exclusively. An electrophile (electron loving) reagent will thus be attracted just to those positions. The energy of this particular electron pair (-1.7eV) suggests it is only weakly bound by the molecule (most electrons in molecules have more stable, tightly bound, energies of -10+ eV), and hence is very reactive (i.e. stabilizing this electron pair via reaction is likely to be a very exothermic process). This is conventionally interpreted as meaning such an electron donating substitutent is highly activating towards (electrophilic) reaction.


Shapes of (highest and next highest energy) electrons deriving from perturbation by the "electron withdrawing" CH2+ Substituent. The least stable electron pair in this system (left) is nevertheless (due to the overall positive charge the molecule carries) much more stable with before, with an energy of about -15.0 eV. This means it is even more stable than electrons in neutral benzene (~-10 eV), and hence much less likely to interact with an electrophile (which, in seeking electrons, does not much like what it sees in such stabilised electrons) and hence is deactivating. Notice also that the nodal properties are now quite different from before. In particular, there is no electron (density) present on the para position, whereas the meta position does have it (as does the ortho). Another electron pair (right) is only slightly different in energy from this first pair (~-15.6 eV), and this now places electron (density) only on the meta and para positions, but not the ortho. Taken together then, these two orbitals both place electrons meta, but only once each for ortho and para. The latter are thus not favoured for interaction with an electrophile, and only the meta position reacts, albeit slowly.