C01 Chiral Amplification of the Diels-Alder Reactions Catalyzed by DBFOX/Ph Complexes

Expectation of Chiral Amplification:
R,R-DBFOX/Ph is a tridentate ligand that coordinates strongly to nickel(II) perchlorate hexahydrate to form the characteristic planar structure with the molecular formula of DBFOX/Ph´Ni(ClO4)2´3H2O. The three water ligands located at meridional positions may be replaced by another molecule of DBFOX/Ph ligand if steric hindrance is negligible. Based on molecular model inspection, the heterochiral enantiomer S,S-DBFOX/Ph looks like a candidate to replace the water ligands to form the heterochiral 2:1 complex (DBFOX/Ph)2´Ni(ClO4)2 (R,R,S,S- or meso-2:1 complex). However, the 2:1 complex containing a homochiral pair R,R,R,R-2:1 complex can be never formed because of the severe steric hindrance between the 4-phenyl substituents of oxazoline rings. When a catalyst complex is prepared from DBFOX/Ph ligand of a low enantiomeric purity, formation of heterochiral meso-2:1 complex is expected, and that the resulting complex meso-2:1 complex with saturated coordination should be inert in catalytic activity. If this happens, part of minor enantiomer of DBFOX/Ph ligand is consumed to enrich enantiomeric purity of the remaining ligand, indicating a possibility of effective chiral amplification. Accordingly, we have examined some experiments of chiral amplification in the Diels-Alder reaction catalyzed by a complex between DBFOX/Ph and Ni(ClO4)2´6H2O.

Effective Chiral Amplification:
A typical procedure is as follows: a catalyst was prepared in situ from Ni(ClO4)2´6H2O (20 mol%) and DBFOX/Ph of a low enantiomeric purity (20% ee, R,R-DBFOX/Ph: 12 mol%; S,S-DBFOX/Ph: 8 mol%) under stirring in dichlomethane at room temperature for 2 h. During this procedure, the nickel salt becomes gradually dissolved in the solution, but at a late stage of this procedure some pale blue solid starts to precipitate. Without removal of this solid, the resulting suspension was employed in the Diels-Alder reaction between cyclopentadiene (10 equiv) and 3-acryloyl-2-oxazolidinone at -40 ÁC for 72 h. Cycloadduct was obtained in 95% yield (endo:exo = 97:3) with an enantioselectivity as high as 96% ee for endo-isomer. Figure shows the relationship between the enantiomeric purity of DBFOX/Ph ligand used and the enantioselectivity observed for endo-cycloadduct, where the ratio of DBFOX/Ph vs Ni(ClO4)2´6H2O is 1:1 mol/mol and a catalytic loading is 2 mol% for the excess enantiomer of DBFOX/Ph. With the DBFOX/Ph of 20% ee, a 91% ee was recorded for endo-cycloadduct, and 95% ee was recorded from 40% ee ligand. One should recognize that the excellent levels of chiral amplification have been attained, since the maximum enantioselectivity is 96% ee (endo-cycloadduct) which can be attained in the reaction using the pure enantiomer of DBFOX/Ph ligand (2 mol%) at -40 ÁC. This means that the reaction has been catalyzed by the almost pure enantiomer of complex DBFOX/Ph´Ni(ClO4)2´3H2O which remained in the solution by an absolutely effective chirality enrichment process.

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